Commodity trade option exemption
Aug 2, 2017 All about options trading in commodities. A futures contract facilitates purchase or sale of an underly ing commodity at a preset price on a future The buyer of a commodity option pays a premium (payment) to the seller of the option for the right, not the obligation, to take delivery of the underlying commodity Jan 17, 2017 Commission, the Commodity Futures Trading Commission, and the National Commission's (CFTC) exemptions, registration and reporting requirements; FINRA Rule 2360 sets out applicable position limits for options.17 CFTC Approves Final Rule to Amend the Trade Option ...
trade option exemption | Derivatives in Review
Mar 28, 2016 · In 2012, the Commission determined that certain options on physical commodities were swaps, but it exempted qualifying trade option transactions from most swap requirements in the Commodity Exchange Act and CFTC regulations. 3 However, trade options remained subject to the CFTC’s Part 45 recordkeeping and reporting rules, subject to an exception from the reporting … Federal Register :: Commodity Options While the commodity options rules proposed in the NPRM would have removed the trade option exemption that is currently at 17 CFR 32.4, the vast majority of commenters who expressed an opinion on the topic supported retaining a trade option exemption, in one form or another, for options that require physical delivery if exercised, and were opposed to treating such options as swaps subject to all … Commodity Futures and Options - The Balance Commodity Futures and Options Learn how to use futures and commodity options, get a deeper understanding of the terms, and how these options differ from other assets. Summary of the Dodd-Frank Act: Swaps and Derivatives ...
Respecting index options, the trade occurred during a trading halt on the primary market in underlying securities representing more than 10% of the current index
UPDATED: CFTC Clarifies Regulation of Forward Contracts ... regulating forward contracts with embedded volumetric optionality as a commodity option allows for exemptions (i.e., the Commission could carve out such contracts from regulation as it has with trade options), whereas scoping such contracts into the forward contract exclusion would wholesale exclude such contracts from regulation.
Jan 31, 2018 by the U.S. Commodity Futures Trading Commission (CFTC) and U.S. Securities derivatives, including foreign currency options, currency swaps and non- Though exempt from many of the requirements of Dodd-Frank,
CFTC Re-Proposes Position Limits for Certain Commodity ...
While the commodity options rules proposed in the NPRM would have removed the trade option exemption that is currently at 17 CFR 32.4, the vast majority of commenters who expressed an opinion on the topic supported retaining a trade option exemption, in one form or another, for options that require physical delivery if exercised, and were opposed to treating such options as swaps subject to all …
Dodd-Frank Rules Clarify Relief from Swap Regulation for ...
CFTC Issues Final Aggregation Rules for Position Limits CFTC Issues Final Aggregation Rules for Position Limits December 16, 2016 FURTHER DESCRIPTION OF THE LP, OWNED ENTITY, AND IAC EXEMPTIONS A. LP EXEMPTION The LP Exemption in the Final Rule is an amended version of the analogous exemption in the CFTC’s current aggregation rules. Dodd-Frank Act | Derivatives in Review